Search for: "Aequitas Management, LLC"
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12 Sep 2023, 7:20 am
Aequitas Management Fraud Scheme Raised $300 M from Unsuspecting Investors Three former executives of Aequitas Management, LLC, and related companies were sentenced to federal prison following their conviction for their roles in a far-reaching fraud conspiracy, according to a press announcement. [read post]
16 Jul 2019, 9:04 am
Investors who lost money after investing in Aequitas Management LLC, which is accused of running a $350M Ponzi scam, have arrived at a $234M settlement in their fraud case against EisnerAmp LLP, Deloitte & Touche LLP, TD Ameritrade, Duff & Phelps, Sidley Austin LLP, Integrity Bank and Trust of Colorado, and Tonkon Torp. [read post]
20 Mar 2016, 5:55 am
(ACM) and the manager of the Aequitas Funds is Aequitas Investment Management, LLC (AIM). [read post]
11 Mar 2016, 8:35 am
The SEC’s complaint charges violations of the federal securities laws by Aequitas Management, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Aequitas Capital Management Inc., and Aequitas Investment Management LLC as well as Jesenik, Oliver, and Gillis. [read post]
26 Jul 2018, 11:41 am
The Securities and Exchange Commission (SEC) filed a complaint alleging that Oregon-based investment firm Aequitas Management, LLC (Aequitas Management) and its subsidiaries operated a Ponzi-like scheme that defrauded its 1,500 customers of approximately $350 million. [read post]
24 Feb 2016, 11:27 am
In 2013, Western Property Holdings LLC sued Aequitas Capital Management Inc. [read post]
12 Jul 2019, 8:59 am
Behn and the firm, which was a registered investment adviser until March, recommended that their clients invest in Aequitas Management LLC-issued securities. [read post]
13 Jul 2020, 10:43 am
Aequitas Management LLC (Aequitas) and four affiliates settled SEC charges that they defrauded investors of hundreds of millions of dollars. [read post]
12 Dec 2018, 1:05 pm
Receiver Says There is Enough Evidence of a $617M Ponzi-Like Scam By Aequitas Ronald Greenspan, a court-appointed receiver, has issued a 174-page report in which he maintains that there is enough evidence of “actual fraud and badges of fraud” to show that Aequitas Management LLC conducted an $618M Ponzi scam, which is to date considered the largest to take place out of Oregon. [read post]
10 Mar 2016, 5:25 pm
The SEC’s complaint charges violations of the federal securities laws by Aequitas Management, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Aequitas Capital Management Inc., and Aequitas Investment Management LLC as well as Jesenik, Oliver, and Gillis. [read post]
1 Jul 2019, 9:42 am
The Securities and Exchange Commission today charged Fieldstone Financial Management Group LLC and its principal Kristofor R. [read post]
4 Apr 2016, 7:12 am
From the Desk of Jim Eccleston at Eccleston Law LLC:The SEC recently filed charges against Aequitas Capital Management, claiming that the firm and its CEO, Bob Jesenik, defrauded investors by covering the weakening condition of the firm. [read post]
31 Dec 2017, 5:12 pm
deception-in-debt-collection, dunning-letters, FDCPA, MIDLAND-FUNDING-LLC, statute-of-limitations – posted on 11/12/17S.O.L.! [read post]
31 Dec 2017, 5:12 pm
TOPCIS: federal-preemption, MIDLAND-FUNDING-LLC, National-Bank-Act, predatory-lending-issue, usury – posted 12/12/17Rich Reister vs. [read post]
